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Investment Management Insurance

  The Investment Management Insurance Policy offers the choice of distinct coverages and allows the Insured to select the coverages that are appropriate for its specific needs.

 

Coverage A: Investment Adviser Professional Liability and Corporate Reimbursement.

Coverage B: Mutual Fund Professional Liability and Directors and Officers Liability and Corporate Reimbursement

Coverage C: Directors and Officers Liability and Corporate Reimbursement.

 

Customer Profile

 Investment Advisers (SEC and non-SEC registered) who have been operating profitably for at least one year. Mutual funds including closed end or open end, existing or newly-formed, domestic and/or offshore investment companies.